Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Sargent is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stanley has been in the industry since March 1984. Stanley has a wide range of experience and holds multiple licenses and certifications. In addition to being a licensed advisor, Stanley also has experience in financial planning, pension consulting, and educational seminars. Stanley is committed to providing his clients with the best possible investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/18/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE MARY FL)
FL
12/02/2005 - 03/08/2006
ADVEST, INC. (ORLANDO FL)
NY
12/14/1998 - 05/23/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/02/1996 - 12/14/1998
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NJ
01/06/1995 - 10/14/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/28/1984 - 01/23/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/1999
Series 3 - National Commodity Futures Examination
BC
Issued 07/26/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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