Unclaimed
Stanley Spates is a financial professional with experience in the securities industry. Stanley has passed the Series 63, Series 6TO and the SIE exams and holds a state license in Arkansas. Stanley is registered with PFS Investments Inc., where Stanley is currently working.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
05/20/2020 - Present
PFS Investments Inc. (BRYANT AR)
BC
Issued 08/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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