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Stanley Scott Kerrick

Sunbelt Securities, Inc.

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About Stanley Scott Kerrick

Stanley Kerrick is a registered investment advisor representative with Sunbelt Securities, Inc. Stanley has been in the financial industry since October 22, 1974. Stanley is licensed in multiple states and has a wide range of experience in the financial industry, including investments, financial planning, and portfolio management. Stanley is committed to providing personalized investment advice to help clients achieve their financial goals.

Firm Information

Stanley Kerrick is currently registered with Sunbelt Securities, Inc.. Sunbelt Securities, Inc. is a corporation headquartered in Houston, Texas, that provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. They offer portfolio management, financial planning, and selection of other advisors. The firm is registered with the SEC and has a total of $1.91 billion in regulatory assets under management.
Sunbelt Securities, Inc.

2700 POST OAK BLVD STE 1700

HOUSTON, TX 77056

$1.91B

Assets Under Management

1

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stanley Kerrick’s Registration & Firm History

KY

09/17/2019 - Present

Sunbelt Securities, Inc. (Lexington KY)

KY

11/19/1990 - 12/16/2019

LEXINGTON INVESTMENT COMPANY, INC. (LEXINGTON KY)

NY

09/15/1989 - 01/02/1991

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NY

07/06/1977 - 09/15/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NA

08/27/1976 - 07/20/1977

BACHE HALSEY STUART INC.

NA

02/27/1976 - 08/27/1976

BACHE & CO INCORPORATED

NA

10/23/1974 - 02/27/1976

BACHE & CO., INCORPORATED

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Licenses & Designations

BC

Issued 08/24/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/1990

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/08/1983

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/05/1981

Series 24 - General Securities Principal Examination

BC

Issued 09/19/1980

Series 4 - Registered Options Principal Examination

BC

Issued 07/17/1980

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/16/1983

Series 15 - Foreign Currency Options Examination

BC

Issued 01/14/1982

Series 5 - Interest Rate Options Examination

BC

Issued 10/19/1974

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stanley Scott Kerrick.
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