Unclaimed
Stanley Kerrick is a registered investment advisor representative with Sunbelt Securities, Inc. Stanley has been in the financial industry since October 22, 1974. Stanley is licensed in multiple states and has a wide range of experience in the financial industry, including investments, financial planning, and portfolio management. Stanley is committed to providing personalized investment advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
09/17/2019 - Present
Sunbelt Securities, Inc. (Lexington KY)
KY
11/19/1990 - 12/16/2019
LEXINGTON INVESTMENT COMPANY, INC. (LEXINGTON KY)
NY
09/15/1989 - 01/02/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
07/06/1977 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
08/27/1976 - 07/20/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
10/23/1974 - 02/27/1976
BACHE & CO., INCORPORATED
BC
Issued 08/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/08/1983
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/05/1981
Series 24 - General Securities Principal Examination
BC
Issued 09/19/1980
Series 4 - Registered Options Principal Examination
BC
Issued 07/17/1980
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/16/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 01/14/1982
Series 5 - Interest Rate Options Examination
BC
Issued 10/19/1974
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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