Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Russel Fallis is a financial advisor with Regions Securities LLC. Stanley has been a registered representative in the securities industry since November 2, 2004, and has worked at Regions Securities since July 14, 2015. Stanley holds a Series 7, Series 79, Series 63, and SIE license. Previously, Stanley was employed by FIFTH THIRD SECURITIES, INC., and WACHOVIA CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/14/2015 - Present
Regions Securities LLC (Charlotte NC)
NC
05/18/2010 - 05/06/2011
FIFTH THIRD SECURITIES, INC. (RALEIGH NC)
NC
11/02/2004 - 05/06/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 07/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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