Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Royce Smith is a financial advisor with over 30 years of experience in the industry. Stanley is registered with Raymond James Financial Services Advisors, Inc. and has previously been affiliated with LPL Financial LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., UVEST FINANCIAL SERVICES GROUP, INC., FIRST UNION SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., TOWER SQUARE SECURITIES, INC., ASCEND FINANCIAL SERVICES, INC., THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY, and WASHINGTON SQUARE SECURITIES, INC.. Stanley is a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
11/09/2017 - Present
Raymond James Financial Services Advisors, Inc. (High Point NC)
NC
12/15/2011 - 11/13/2017
LPL FINANCIAL LLC (HIGH POINT NC)
NC
11/13/2007 - 12/16/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENSBORO NC)
NC
04/19/2002 - 11/13/2007
UVEST FINANCIAL SERVICES GROUP, INC. (LEXINGTON NC)
MO
10/01/2000 - 04/17/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/20/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
04/21/1998 - 07/21/2000
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MN
10/22/1996 - 05/06/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
MA
06/10/1993 - 05/13/1997
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY (WORCESTER MA)
CT
07/30/1993 - 10/22/1996
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 07/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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