Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Robert Smiley is a financial advisor with over 20 years of experience in the industry. Stanley is currently registered with Cetera Financial Specialists LLC and Cetera Advisors LLC. Stanley previously worked at First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Investors Capital Corp., VSR Financial Services, Inc., Guaranty Brokerage Services, Inc., ING Financial Partners, Inc., and BancNorth Investment Group, Inc. Stanley holds the Series 7, Series 24, Series 63 and SIE licenses and is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/13/2012 - Present
Cetera Financial Specialists LLC (EL SEGUNDO CA)
CA
08/10/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
08/10/2016 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
08/10/2016 - 11/01/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
08/10/2016 - 01/18/2017
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
02/12/2016 - 01/09/2017
VSR FINANCIAL SERVICES, INC. (el segundo CA)
MN
02/24/2006 - 12/31/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
CA
03/03/2004 - 08/02/2010
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
MN
02/24/2006 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
BC
Issued 07/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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