Unclaimed
Stanley Robert Cembor is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Marlboro, NJ. Stanley has over 25 years of experience in the financial services industry. He is registered with the Securities and Exchange Commission (SEC) and has a Series 7, Series 63, Series 24, Series 52, Series 53, Series 10, Series 9, Series 3, and Series 79TO license. Stanley has a strong background in investment banking and portfolio management and provides a variety of financial services to individual investors, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/19/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Marlboro NJ)
NY
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
10/21/1998 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
07/16/1997 - 10/19/1998
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NJ
11/06/1995 - 07/17/1997
R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)
NA
01/23/1985 - 05/14/1985
MARINE-CM&M SECURITIES, INC.
IA
Issued 04/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/06/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/24/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/30/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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