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Stanley Paul Peterson

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Stanley Paul Peterson

Stanley Paul Peterson is a financial advisor in Dothan, Alabama. Stanley has been in the financial industry since 1992 and has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since November 2020. Previously, Stanley worked at Wells Fargo Clearing Services, LLC. Stanley offers various financial services including portfolio management for businesses, portfolio management for individuals, and pension consulting.

Firm Information

Stanley Peterson is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stanley Peterson’s Registration & Firm History

AL

11/30/2020 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (DOTHAN AL)

AL

04/23/2005 - 12/08/2020

WELLS FARGO CLEARING SERVICES, LLC (ABBEVILLE AL)

AL

01/02/1996 - 04/23/2005

SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)

NY

08/03/1998 - 04/17/2000

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

01/20/1996 - 08/03/1998

INDEPENDENT FINANCIAL SECURITIES, INC.

NA

04/07/1995 - 12/31/1995

SOUTHTRUST INVESTMENT SERVICES, INC.

AL

08/31/1993 - 04/10/1995

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

CT

06/08/1992 - 09/20/1993

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 07/02/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/03/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/16/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/1993

Series 7 - General Securities Representative Examination

BC

Issued 04/28/1993

Series 2 - Non-Member General Securities Examination

BC

Issued 06/05/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stanley Paul Peterson.
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