Unclaimed
Stanley Nick Tzikas is a financial advisor with LPL Financial LLC. Stanley has been in the financial industry since 1989. Stanley has a wide range of experience and holds the Series 3, 4, 7, 8, 63 and 65 licenses. Stanley provides investment advice to a variety of clients, including individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2017 - Present
LPL Financial LLC (FAIRFIELD CA)
CA
10/12/2016 - 11/29/2017
NATIONAL PLANNING CORPORATION (STOCKTON CA)
CA
09/14/2015 - 07/28/2016
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
12/18/2013 - 01/14/2014
PRUCO SECURITIES, LLC. (SAN DIEGO CA)
NY
07/22/1986 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
01/19/1983 - 07/24/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/22/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/10/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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