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Stanley Michael Williams

Empower Advisory Group, LLC

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About Stanley Michael Williams

Stanley Michael Williams is a registered Investment Advisor Representative with Empower Advisory Group, LLC. Stanley has been in the financial services industry since 1991. He has a Series 7, Series 31, and Series 63 license and a Series 65 license. Stanley is licensed to provide advisory services in Illinois, Indiana, Michigan, Minnesota, Missouri, North Dakota, and Ohio. He is currently registered with Empower Advisory Group, LLC, and previously worked for Prudential Investment Management Services LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and MORGAN STANLEY DW INC.

Firm Information

Stanley Williams is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stanley Williams’s Registration & Firm History

CO

06/06/2024 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

NJ

10/08/2020 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

OH

11/19/2004 - 09/13/2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DUBLIN OH)

NY

01/05/1990 - 09/29/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 05/09/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/03/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stanley Michael Williams.
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