Unclaimed
Stanley Mark Reeg is a financial advisor with over 30 years of experience in the industry. Stanley is currently registered with Robert W. Baird & Co. Inc. and has previously worked with WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., and DAIN BOSWORTH INCORPORATED. Stanley holds several licenses including Series 3, 7, 8, 9, 10, 63, and 65. Stanley has experience in various investment strategies and specializes in providing financial advice for high net worth individuals, corporations, and investment companies. Stanley offers financial planning, portfolio management, and other services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IA
10/31/2016 - Present
Robert W. Baird & Co. Inc. (Quad Cities IA)
AZ
01/01/2008 - 10/20/2014
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
IA
06/30/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DAVENPORT IA)
NA
07/24/1985 - 07/11/1995
DAIN BOSWORTH INCORPORATED
IA
Issued 06/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/31/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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