Unclaimed
Stanley Manuel Hochhauser is a financial advisor who has been in the industry since 1965. Stanley is currently registered with Janney Montgomery Scott LLC and has been with the firm since 2001. Previously, Stanley was employed by Tucker Anthony Incorporated, Oppenheimer & Co., Inc., L.F. Rothschild & Co. Incorporated, Drexel Firestone Incorporated, Drexel Burnham Lambert Incorporated, and Shearson, Hammill & Co., Incorporated. Stanley holds licenses in multiple states, including California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Massachusetts, New Jersey, New Mexico, New York, Ohio, Pennsylvania, Texas, Utah, Vermont, Virginia, and Washington. Stanley also holds numerous industry licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
04/16/2014 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
MA
03/06/1990 - 12/21/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
01/30/1988 - 03/14/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
06/01/1973 - 02/04/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
02/24/1972 - 07/02/1973
DREXEL FIRESTONE INCORPORATED
NA
03/22/1973 - 06/25/1973
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/02/1965 - 03/04/1972
SHEARSON, HAMMILL & CO., INCORPORATED
IA
Issued 09/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/11/1981
Series 24 - General Securities Principal Examination
BC
Issued 03/21/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 01/17/1978
PC - AMEX Put and Call Exam
BC
Issued 07/30/1965
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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