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Stanley Manuel Hochhauser

Janney Montgomery Scott LLC

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About Stanley Manuel Hochhauser

Stanley Manuel Hochhauser is a financial advisor who has been in the industry since 1965. Stanley is currently registered with Janney Montgomery Scott LLC and has been with the firm since 2001. Previously, Stanley was employed by Tucker Anthony Incorporated, Oppenheimer & Co., Inc., L.F. Rothschild & Co. Incorporated, Drexel Firestone Incorporated, Drexel Burnham Lambert Incorporated, and Shearson, Hammill & Co., Incorporated. Stanley holds licenses in multiple states, including California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Massachusetts, New Jersey, New Mexico, New York, Ohio, Pennsylvania, Texas, Utah, Vermont, Virginia, and Washington. Stanley also holds numerous industry licenses and certifications.

Firm Information

Stanley Hochhauser is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Stanley Hochhauser’s Registration & Firm History

NY

04/16/2014 - Present

Janney Montgomery Scott LLC (NEW YORK NY)

MA

03/06/1990 - 12/21/2001

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

01/30/1988 - 03/14/1990

OPPENHEIMER & CO., INC. (NEW YORK NY)

NA

06/01/1973 - 02/04/1988

L. F. ROTHSCHILD & CO. INCORPORATED

NA

02/24/1972 - 07/02/1973

DREXEL FIRESTONE INCORPORATED

NA

03/22/1973 - 06/25/1973

DREXEL BURNHAM LAMBERT INCORPORATED

NA

08/02/1965 - 03/04/1972

SHEARSON, HAMMILL & CO., INCORPORATED

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Licenses & Designations

IA

Issued 09/16/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/14/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/19/1994

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/11/1981

Series 24 - General Securities Principal Examination

BC

Issued 03/21/1981

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1982

Series 15 - Foreign Currency Options Examination

BC

Issued 01/17/1978

PC - AMEX Put and Call Exam

BC

Issued 07/30/1965

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Stanley Manuel Hochhauser. Review regulatory record here.
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