Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Joseph Smith is an investment advisor representative with Cetera Investment Advisers LLC. Stanley has been in the financial industry since 1983. Stanley is registered to provide investment advice in Florida and Texas, as well as broker-dealer services in 50 states. Stanley holds Series 63, 65, 7, 8, 9, 10 and 24 securities licenses, and has worked with prior firms such as Summit Brokerage Services, Inc., Wachovia Securities Financial Network, Inc., JWGenesis Securities, Inc., Corporate Securities Group, Inc., JW Charles Securities, Inc., Chatfield Dean & Co., Inc., The Stuart-James Company, Incorporated and First Jersey Securities, Inc. Cetera Investment Advisers LLC is a large firm with 16618 clients, managing approximately $104.5 Billion in assets. The firm specializes in financial planning, pension consulting, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (BOCA RATON FL)
FL
02/03/2003 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
MO
01/02/2001 - 02/18/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
10/14/1994 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
MO
10/21/1991 - 10/31/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
FL
01/24/1991 - 10/30/1991
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
CO
12/10/1990 - 01/22/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
07/03/1986 - 12/03/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NA
09/23/1983 - 07/01/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/25/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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