Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Joseph Smith is a financial advisor with Cetera Investment Advisers LLC, a firm with approximately 104 billion dollars of assets under management. Stanley has been in the financial services industry since 1983 and has experience working with a variety of clients including individuals, families, and businesses. He is registered to provide financial advice in 50 states and has earned the Series 7, Series 9, Series 10, Series 24, Series 63, and Series 65 licenses. He is also a Registered Principal. Stanley's previous employment includes time spent with Summit Brokerage Services, Inc., Wachovia Securities Financial Network, Inc., JWGenesis Securities, Inc., Corporate Securities Group, Inc., JW Charles Securities, Inc., Chatfield Dean & Co., Inc., and The Stuart-James Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (BOCA RATON FL)
FL
02/03/2003 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
MO
01/02/2001 - 02/18/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
10/14/1994 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
MO
10/21/1991 - 10/31/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
FL
01/24/1991 - 10/30/1991
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
CO
12/10/1990 - 01/22/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
07/03/1986 - 12/03/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NA
09/23/1983 - 07/01/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 9/25/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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