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Stanley Jon Smith

Fidelity Distributors Co. LLC

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About Stanley Jon Smith

Stanley Jon Smith is a financial professional with over 30 years of experience in the industry. Stanley has a strong background in the financial services industry, having worked for Fidelity Distributors Co. LLC since 2011 and previously for Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Stanley is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 26, and 63 licenses, as well as the SIE. Stanley is committed to providing clients with personalized financial advice and guidance.

Firm Information

Stanley Smith is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stanley Smith’s Registration & Firm History

TX

10/21/2011 - Present

Fidelity Distributors Co. LLC (WESTLAKE TX)

TX

10/24/2013 - 04/27/2017

FIDELITY DISTRIBUTORS CORPORATION (WESTLAKE TX)

TX

09/03/2010 - 01/04/2012

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

01/01/2008 - 07/06/2009

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

03/04/2005 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

RI

08/12/1991 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

11/03/1989 - 08/12/1991

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 11/28/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/02/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stanley Jon Smith.
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