Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley John Mendoza is a financial advisor in Chicago, Illinois. Stanley has been in the financial services industry since June 4, 2001. Stanley is currently registered with Interactive Brokers LLC and has been with the firm since April 2, 2003. Prior to joining Interactive Brokers LLC, Stanley worked at TD Waterhouse Investor Services, Inc. in Omaha, Nebraska. Stanley holds licenses including Series 3, 4, 7, 9, 10, 24, 55, 57TO, and SIE. Stanley is registered to sell securities in all states and jurisdictions in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/02/2003 - Present
Interactive Brokers LLC (CHICAGO IL)
NE
10/20/1999 - 08/15/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 11/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2017
Series 24 - General Securities Principal Examination
BC
Issued 12/29/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2004
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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