Unclaimed
Stanley John Keating is a financial advisor with over 30 years of experience in the industry. Stanley Keating has a strong track record of success in providing financial advice and investment management services to a wide range of clients. Stanley Keating is registered with Raymond James Financial Services Advisors, Inc. and has held previous registrations with Bannon & Whitney, Inc., North American Management, Inc., and Allmerica Investments, Inc.. Stanley Keating specializes in providing financial planning, portfolio management, and pension consulting services. Stanley Keating is dedicated to helping clients achieve their financial goals. Stanley Keating is also registered with the state of Connecticut, Texas, and other states to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
01/26/2016 - Present
Raymond James Financial Services Advisors, Inc. (Arlington VA)
CT
03/08/1993 - 07/16/1999
BANNON & WHITNEY, INC. (WEST HARTFORD CT)
SD
06/05/1992 - 03/29/1993
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
MA
02/27/1987 - 05/19/1992
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 11/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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