Unclaimed
Stanley Cafaro is a registered representative of Cetera Financial Specialists LLC. He has been in the securities industry since August 10, 2001. Stanley holds FINRA Series 6, 63 and SIE licenses and is registered in eight states. Prior to joining Cetera Financial Specialists LLC, Stanley was employed at Hochman & Baker Securities, Inc. in Stamford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/30/2004 - Present
Cetera Financial Specialists LLC (PARLIN NJ)
CT
08/10/2001 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 12/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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