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Stanley Jerome Keyes

Kovack Advisors, Inc.

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About Stanley Jerome Keyes

Stanley Jerome Keyes is a financial advisor with over 38 years of experience in the industry. Stanley is currently registered as an Investment Advisor Representative with Kovack Advisors, Inc. and is a Registered Representative with FINRA. Stanley has been with Kovack Advisors, Inc. since April 2009. Stanley has held previous positions with FSC Securities Corporation, Pan-American Financial Advisers, Raymond James Financial Services, Inc., and Edward D. Jones & Co., L.P.. Stanley is a highly experienced advisor with a broad range of experience in financial planning, portfolio management for businesses and individuals, and selection of other advisors. Stanley holds licenses for both Broker-Dealer and Investment Advisor registration in several states.

Firm Information

Stanley Keyes is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stanley Keyes’s Registration & Firm History

LA

09/24/2020 - Present

Kovack Advisors, Inc. (CROWLEY LA)

LA

11/30/2005 - 04/01/2009

FSC SECURITIES CORPORATION (CROWLEY LA)

LA

02/14/2002 - 11/30/2005

PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)

FL

11/07/1996 - 02/20/2002

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

MO

11/22/1983 - 10/22/1996

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 03/25/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/09/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 7 public disclosures for Stanley Jerome Keyes. Review regulatory record here.
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