Unclaimed
Stanley Jay Goldring is a Registered Representative and Investment Advisor Representative associated with Arete Wealth Advisors, LLC. Stanley has been working in the financial industry since 1972 and is currently licensed in Florida and New York. Stanley's experience includes previous roles with Ladenburg Thalmann & Co. Inc., Punk, Ziegel & Company, L.P., JWGenesis Securities, Inc., and Advest, Inc. Stanley provides investment advice and financial planning services to individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
NY
07/21/2022 - Present
Arete Wealth Advisors, LLC (Melville NY)
NY
01/08/2021 - 07/21/2022
NATIONAL SECURITIES CORPORATION (MELVILLE NY)
NY
05/02/2008 - 12/31/2020
LADENBURG THALMANN & CO. INC. (New York NY)
NY
01/27/1999 - 05/13/2008
PUNK, ZIEGEL & COMPANY, L.P. (NEW YORK NY)
FL
01/10/1997 - 12/31/1998
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
NY
06/02/1983 - 12/20/1996
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NA
03/11/1974 - 06/23/1983
ADVEST, INC.
NA
01/05/1972 - 06/04/1974
SARTORIUS & CO.
IA
Issued 08/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/08/1975
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 01/03/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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