Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Katz has been in the financial services industry since 1983. Stanley is a registered representative of Oneseven and is licensed to provide investment advisory services in several states, including Illinois, Kentucky, Ohio, South Carolina, and Texas. Stanley holds the Series 3, 7, 24, 63, and 65 licenses. Stanley is also a Registered Investment Advisor with MGO One Seven LLC, dba ClientFirst Financial Strategies, Inc. Stanley has a variety of experience in the financial services industry. Stanley is known for his commitment to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors' fees for referrals to other money managers
1
2
SC
10/29/2021 - Present
Oneseven (Daniel Island SC)
OH
01/13/2016 - 06/22/2020
ROSS, SINCLAIRE & ASSOCIATES, LLC (CINCINNATI OH)
OH
03/05/2014 - 12/31/2015
WESTERN INTERNATIONAL SECURITIES, INC. (DAYTON OH)
OH
12/21/2007 - 03/05/2014
ACCESS FINANCIAL GROUP, INC. (DAYTON OH)
OH
01/15/2003 - 11/29/2007
ACCESS FINANCIAL GROUP, INC. (DAYTON OH)
CA
04/14/1998 - 01/10/2003
ROUND HILL SECURITIES, INC. (ALAMO CA)
NJ
03/15/1994 - 04/02/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/25/1983 - 03/16/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1984
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stanley Katz is the right advisor for you? Invested Better is here to help.
