Unclaimed
Stanley Howard Barker is a financial advisor who has been in the industry since January 15, 2005. Stanley is currently registered with Voya Retirement Advisors, LLC, in Wisconsin. Stanley is also registered with the state of Wisconsin. Before joining Voya Retirement Advisors, LLC, Stanley was with Principal Securities, Inc. and Principal Funds Distributor, Inc. Stanley holds the Series 63, 66, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
07/10/2023 - Present
Voya Retirement Advisors, LLC (Brookfield WI)
WI
09/06/2004 - 02/05/2019
PRINCIPAL SECURITIES, INC. (MILWAUKEE WI)
IA
04/30/2007 - 09/22/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
BOTH
Issued 04/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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