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Stanley Harris

Alliance-ONE Investments, LLC

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About Stanley Harris

Stanley Harris is a financial advisor with Alliance-One Investments, LLC. Stanley has been in the financial services industry since April 16, 2005 and has a Series 6 license. Stanley is registered with FINRA and is located in Tulsa, OK. Prior to joining Alliance-One Investments, LLC, Stanley was with MetLife Investors Distribution Company, MetLife Securities, Inc., New England Securities and TIAA-CREF Individual & Institutional Services, LLC.

Firm Information

Stanley Harris is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stanley Harris’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NC

01/22/2014 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

NC

02/27/2014 - 06/30/2016

METLIFE SECURITIES, INC (CHARLOTTE NC)

NC

02/27/2014 - 01/02/2015

NEW ENGLAND SECURITIES (CHARLOTTE NC)

NC

04/05/2013 - 05/31/2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

NC

08/07/2006 - 04/30/2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

PA

10/03/1997 - 08/18/2004

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 10/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stanley Harris.
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