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Stanley Goldman

Northwestern Mutual Investment Services, LLC

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About Stanley Goldman

Stanley Goldman is a financial professional with over 20 years of experience in the financial services industry. Stanley has been registered with Northwestern Mutual Investment Services, LLC since July 2000. Prior to that, Stanley worked at Robert W. Baird & Co. Incorporated, Jefferson Pilot Securities Corporation, and MML Investors Services, Inc.. Stanley holds FINRA Series 6 and 63 registrations, along with the SIE exam. Stanley is registered in the states of Texas, Oregon, and New Mexico.

Firm Information

Stanley Goldman is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Stanley Goldman’s Registration & Firm History

TX

07/31/2000 - Present

Northwestern Mutual Investment Services, LLC (SAN ANTONIO TX)

WI

07/31/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

IN

07/03/2000 - 07/13/2000

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

MA

08/14/1991 - 07/02/1997

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 06/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stanley Goldman.
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