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Stanley Gerard Koss

Finalis Securities LLC

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About Stanley Gerard Koss

Stanley Gerard Koss is a registered representative with Finalis Securities LLC. Stanley has been in the financial industry since 2007. Stanley holds the Series 7, Series 63, and Series 79 licenses. Stanley is also registered in Illinois and Wisconsin. Stanley previously worked at BRIDGE CAPITAL ASSOCIATES, INC., FOCALPOINT SECURITIES, LLC, LOOP CAPITAL MARKETS LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, BEAR, STEARNS & CO. INC., CIBC WORLD MARKETS, CIBC WOOD GUNDY SECURITIES CORP., BT SECURITIES CORPORATION, and THE CHICAGO CORPORATION.

Firm Information

Stanley Koss is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stanley Koss’s Registration & Firm History

NY

12/02/2020 - Present

Finalis Securities LLC (New York NY)

IL

10/05/2017 - 08/03/2020

BRIDGE CAPITAL ASSOCIATES, INC. (Chicago IL)

IL

04/14/2016 - 05/31/2017

FOCALPOINT SECURITIES, LLC (CHICAGO IL)

IL

01/30/2013 - 09/30/2015

LOOP CAPITAL MARKETS LLC (CHICAGO IL)

MO

10/25/2002 - 06/16/2003

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

NY

07/27/1999 - 11/08/2001

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

11/03/1997 - 07/28/1999

CIBC WORLD MARKETS (NEW YORK NY)

NY

06/23/1997 - 11/03/1997

CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)

MD

08/02/1995 - 04/23/1997

BT SECURITIES CORPORATION (BALTIMORE MD)

IL

02/09/1995 - 07/18/1995

THE CHICAGO CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/29/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2018

Series 7 - General Securities Representative Examination

BC

Issued 01/29/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stanley Gerard Koss.
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