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Stanley George Lee

Neuberger Berman BD LLC

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About Stanley George Lee

Stanley George Lee is a financial advisor with over 35 years of experience in the financial industry. Stanley is currently registered with Neuberger Berman BD LLC and has held previous roles at DAVID J. GREENE AND COMPANY, LLC, PAINEWEBBER INCORPORATED, and DREXEL BURNHAM LAMBERT INCORPORATED. Stanley is a Chartered Financial Analyst and holds several industry licenses and certifications.

Firm Information

Stanley Lee is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stanley Lee’s Registration & Firm History

NY

03/08/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

10/14/1992 - 09/18/2008

DAVID J. GREENE AND COMPANY, LLC (NEW YORK NY)

NJ

05/04/1989 - 10/01/1992

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

08/26/1985 - 06/06/1989

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

IA

Issued 11/18/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/31/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1985

Series 7 - General Securities Representative Examination

BC

Issued 07/12/1985

Series 15 - Foreign Currency Options Examination

BC

Issued 07/03/1985

Series 3 - National Commodity Futures Examination

BC

Issued 06/12/1985

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stanley George Lee.
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