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Stanley Gedney Tobin

Young America Capital, LLC

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About Stanley Gedney Tobin

Stanley Tobin is a financial advisor with over 30 years of experience in the industry. Stanley is currently registered with Young America Capital, LLC. Stanley has held previous positions with ICP Securities LLC, BNY Capital Markets Inc., Guggenheim Capital Markets, LLC, Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stanley is also a Series 63 and Series 65 licensed individual and holds a Series 7 license.

Firm Information

Stanley Tobin is currently registered with Young America Capital, LLC. Young America Capital, LLC is a Limited Liability Company formed in May 2000. The firm is registered in 28 states and holds one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stanley Tobin’s Registration & Firm History

NY

02/01/2011 - Present

Young America Capital, LLC (MAMARONECK NY)

NY

01/09/2009 - 02/01/2010

ICP SECURITIES LLC (NEW YORK NY)

NY

01/03/2006 - 09/25/2008

ICP SECURITIES LLC (NEW YORK NY)

NY

03/03/2005 - 12/31/2005

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

10/28/2003 - 02/08/2005

GUGGENHEIM CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/13/2001 - 10/27/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NA

08/30/1993 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

NY

12/24/1985 - 09/08/1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/12/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Stanley Gedney Tobin. Review regulatory record here.
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