Unclaimed
Stanley Frank Kiec is an Investment Advisor Representative with Fidelity Personal And Workplace Advisors. Stanley has been in the industry since 2001, and has a broad range of experience in the financial services industry. Stanley holds the Series 63, 65, 66, and 7 licenses. Stanley is registered with the state of North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/16/2022 - Present
Fidelity Personal AND Workplace Advisors (DURHAM NC)
NY
10/18/2005 - 09/19/2006
FAGENSON & CO., INC. (NEW YORK NY)
NY
05/10/2004 - 08/02/2005
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
05/21/2003 - 04/30/2004
SKY CAPITAL LLC (NEW YORK NY)
MN
03/30/2001 - 05/29/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
09/03/1998 - 08/28/2000
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
01/22/1997 - 09/02/1998
VICKERS BALLAS (USA) INC. (NEW YORK NY)
MN
12/21/1994 - 12/13/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/21/1994 - 12/13/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/20/1995 - 07/02/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/08/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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