Unclaimed
Stanley Stockhammer is an active financial advisor with Stifel, Nicolaus & Company, Inc., having joined the firm in August 2009. Prior to that, Stanley worked for UBS Financial Services Inc., and before that, Salomon Smith Barney Inc. and Lehman Brothers Inc. Stanley is licensed to offer securities and investment advice in 34 states and has experience providing financial planning, portfolio management, and investment advice for individuals, businesses, and pooled investment vehicles. Stanley has earned the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/10/2018 - Present
Stifel, Nicolaus & Company, Inc. (DAYTONA BEACH FL)
FL
03/17/2000 - 08/14/2009
UBS FINANCIAL SERVICES INC. (DAYTONA BEACH FL)
NY
07/31/1993 - 03/23/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/09/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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