Unclaimed
Stanley Brase is an Investment Advisor Representative associated with Cetera Investment Advisers LLC, with over 45 years in the financial services industry. Stanley is registered with the state of Arizona, offering investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Stanley is also registered in Texas as an investment advisor.
PEORIA, AZ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (PEORIA AZ)
AZ
02/09/1989 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (PEORIA AZ)
MA
10/29/1979 - 01/23/1989
MANEQUITY, INC. (BOSTON MA)
NA
12/13/1978 - 01/02/1980
SMA EQUITIES, INC.
IA
Issued 6/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/2/1992
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/9/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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