Unclaimed
Stanley Brown is a financial advisor registered in Utah and has been in the industry since 1981. Stanley Brown currently works for LPL Financial LLC, a firm with over 1910545 accounts and more than $50 billion in assets under management. Stanley Brown has experience in the financial services industry, including experience at Prudential-Bache Securities Inc and E. F. Hutton & Company Inc. Stanley Brown offers a range of services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
06/24/1992 - Present
LPL Financial LLC (LAYTON UT)
NY
12/16/1983 - 10/21/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
06/24/1981 - 01/30/1984
E. F. HUTTON & COMPANY INC
IA
Issued 06/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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