Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Carl Weeks is a financial advisor registered with RBC Capital Markets, LLC. Stanley has been active in the financial industry since 2005. Stanley is registered in New Jersey, New York and Texas. Before joining RBC Capital Markets, LLC, Stanley worked at MORGAN STANLEY and J.P. MORGAN SECURITIES LLC. Stanley's qualifications include the Series 63, Series 65, Series 7 and SIE exams. Stanley specializes in providing financial advice to individuals, businesses, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/14/2020 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
02/01/2013 - 05/15/2020
MORGAN STANLEY (NEW YORK NY)
NY
11/04/2009 - 02/13/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/25/2008 - 10/30/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
05/26/2005 - 03/26/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 05/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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