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Stanley B Stern

Bradley Woods & Co. Ltd.

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About Stanley B Stern

Stanley Stern is a financial professional with over 30 years of experience in the industry. Stanley has held positions at several reputable firms, including Oppenheimer & Co. Inc., C.E. Unterberg, Towbin, LLC., and Tower Hill Securities, Inc. Stanley is currently registered with Bradley Woods & Co. Ltd. as a General Securities Principal. Stanley is also a Series 63, Series 24, Series 7, and Series 79TO licensed professional.

Firm Information

Stanley Stern is currently registered with Bradley Woods & Co. Ltd.. Bradley Woods & Co. Ltd. is a Corporation formed in November 2004. The firm is registered with the SEC and in 22 states.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stanley Stern’s Registration & Firm History

NY

03/06/2015 - Present

Bradley Woods & Co. Ltd. (NEW YORK NY)

NY

05/13/2004 - 02/26/2013

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

02/20/2002 - 03/31/2004

C.E. UNTERBERG, TOWBIN, LLC. (NEW YORK NY)

NY

01/17/2001 - 07/27/2001

TOWER HILL SECURITIES, INC. (NEW YORK NY)

NY

02/18/1982 - 02/11/2000

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NA

04/03/1988 - 04/18/1995

OPPENHEIMER & CO., INC.

NA

12/22/1980 - 01/04/1982

SALOMON BROTHERS

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Licenses & Designations

BC

Issued 01/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2007

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/14/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stanley B Stern.
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