Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Amos Hauxwell is a financial advisor registered with Raymond James Financial Services Advisors, Inc., with over 40 years of experience in the financial services industry. Stanley Hauxwell is licensed in multiple states, including Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Kansas, Minnesota, Missouri, Montana, Nevada, New Mexico, Oklahoma, Oregon, Texas, Utah, Virginia, and Washington. Stanley Hauxwell's previous employers include RBC Capital Markets, LLC, Dain Rauscher Incorporated, Paine, Webber, Jackson & Curtis Inc., and Blyth Eastman Dillon & Co. Incorporated. Stanley Hauxwell holds Series 7, 8, 9, 10, 63, and 65 licenses. Stanley Hauxwell offers a variety of financial services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OR
08/28/2017 - Present
Raymond James Financial Services Advisors, Inc. (BEND OR)
OR
03/02/1998 - 07/19/2011
RBC CAPITAL MARKETS, LLC (BEND OR)
NA
10/31/1983 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
01/31/1980 - 11/17/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
05/01/1979 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
IA
Issued 07/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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