Unclaimed
Stanise Richardson is an active investment advisor representative and registered representative who is currently employed by PFS Investments Inc. Stanise has been in the industry since February 23, 2004, and has held various roles in the financial services sector. Stanise holds the following licenses and certifications: Series 6, Series 26, Series 63, Series 65 and SIE. Stanise's primary focus is on providing investment advisory services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
05/01/2024 - Present
PFS Investments Inc. (ORLANDO FL)
IA
Issued 04/05/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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