Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanford? Claim Your ProfileStanford Slovin is a financial advisor with Wells Fargo Clearing Services, LLC. Stanford has been in the industry since 1987 and has a wide range of experience. Stanford has held previous roles at Morgan Stanley, Morgan Stanley & Co. Incorporated, UBS Financial Services Inc., and Paine Webber Incorporated. Stanford is registered with FINRA and holds the Series 3, 7, 9, 10, 63, and 65 licenses. Stanford also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
01/16/2015 - Present
Wells Fargo Clearing Services, LLC (DEERFIELD IL)
IL
06/01/2009 - 01/27/2015
MORGAN STANLEY (DEERFIELD IL)
IL
08/15/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IL
11/14/2003 - 08/29/2008
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
NY
11/08/1999 - 11/19/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
05/24/1995 - 11/18/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 05/22/1995
SMITH BARNEY INC. (NEW YORK NY)
IL
03/25/1987 - 12/21/1994
HAROLD PASTRON - FUNDED INVESTMENTS (NORTHBROOK IL)
NY
06/01/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1990
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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