Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanford? Claim Your ProfileStanford Baer is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Stanford has been working in the financial industry since November 1997. Stanford has a wide range of experience in the industry having worked at several firms in the past including UBS Financial Services Inc., Wells Fargo Investments, LLC and Wells Fargo Securities Inc. Stanford is registered as a Broker and Investment Advisor in multiple states and holds Series 7, 63, and 65 licenses along with the SIE exam. Stanford is able to provide financial advice to individuals and businesses including portfolio management for both, pension consulting, and educational seminars. Stanford has a history of providing financial advice to a variety of client types, including high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/22/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
04/16/2004 - 07/11/2008
UBS FINANCIAL SERVICES INC. (PASADENA CA)
CA
05/02/2001 - 04/19/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
04/03/2003 - 12/31/2003
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
11/28/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 04/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stanford Baer is the right advisor for you? Invested Better is here to help.
