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Stan Hong

Franklin Distributors, LLC

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About Stan Hong

Stan Hong is a financial advisor with over 15 years of experience in the industry. He is currently registered with Franklin Distributors, LLC as a general securities representative. Stan is licensed to sell securities in California and is also qualified to provide investment advice. He holds the Series 7, Series 24, and Series 66 licenses, as well as the SIE exam qualification. He is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Stan Hong is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stan Hong’s Registration & Firm History

CA

01/28/2022 - Present

Franklin Distributors, LLC (San Mateo CA)

CA

04/11/2008 - 04/21/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

CA

10/25/2006 - 02/08/2008

UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)

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Licenses & Designations

BOTH

Issued 11/16/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stan Hong.
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