Unclaimed
Stan Hong is a financial advisor with over 15 years of experience in the industry. He is currently registered with Franklin Distributors, LLC as a general securities representative. Stan is licensed to sell securities in California and is also qualified to provide investment advice. He holds the Series 7, Series 24, and Series 66 licenses, as well as the SIE exam qualification. He is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/28/2022 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
04/11/2008 - 04/21/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
10/25/2006 - 02/08/2008
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
BOTH
Issued 11/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stan Hong is the right advisor for you? Invested Better is here to help.