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Stacy V Castillo

Pershing LLC

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About Stacy V Castillo

Stacy Castillo is a registered representative with Pershing LLC. Stacy has been in the securities industry since June 27, 2022 and holds the SIE and Series 99TO licenses. Previously, Stacy Castillo was registered with E*TRADE SECURITIES LLC.

Firm Information

Stacy Castillo is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stacy Castillo’s Registration & Firm History

NJ

11/30/2022 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

05/20/2022 - 10/21/2022

E*TRADE SECURITIES LLC (Jersey City NJ)

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Licenses & Designations

BC

Issued 05/20/2022

Series 99TO - Operations Professional Examination

BC

Issued 05/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stacy V Castillo.
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