Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Paulino is a financial advisor registered with Wells Fargo Clearing Services, LLC. Stacy is a seasoned professional with over 10 years of experience in the financial services industry. Stacy has held previous roles with LPL Financial LLC, Citigroup Global Markets Inc., J.P. Morgan Securities LLC and Chase Investment Services Corp.. Stacy works with a wide range of clients including individuals, families, businesses, and institutions. Stacy provides comprehensive financial planning and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/02/2022 - Present
Wells Fargo Clearing Services, LLC (LAND O'LAKES FL)
SC
05/18/2021 - 07/27/2022
LPL FINANCIAL LLC (FORT MILL SC)
FL
12/16/2016 - 03/24/2021
WELLS FARGO CLEARING SERVICES, LLC (FORT LAUDERDALE FL)
NY
12/11/2013 - 05/01/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/2012 - 11/26/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/29/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IA
Issued 04/09/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/31/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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