Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Lynn Zurita is an investment professional with over 20 years of experience in the financial services industry. Stacy is currently a Registered Representative of Wells Fargo Clearing Services, LLC. She holds a Series 7 and Series 63 license, as well as the Securities Industry Essentials Examination. Prior to joining Wells Fargo Clearing Services, LLC, Stacy worked as a Registered Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2009 to 2019 and at Wells Fargo Advisors, LLC from 2000 to 2009. She provides investment consulting services to institutional clients, in addition to financial planning. Stacy specializes in portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/23/2019 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
CA
06/12/2009 - 10/18/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WOODLAND HILLS CA)
CA
09/11/2000 - 06/16/2009
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
NY
03/30/2000 - 09/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/20/1996 - 04/27/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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