Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Lynn Gannon is an investment advisor representative at Wells Fargo Clearing Services, LLC. Stacy has been in the securities industry since 2008. Stacy has a strong background in financial services, having worked with both Merrill Lynch and KMS Financial Services, Inc. in the past. Stacy is licensed to provide investment advice in Washington. Stacy is also registered with FINRA and the state of Washington. Stacy has obtained licenses through passing the Series 7, 9, 10, 24, 66, 99 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
12/19/2022 - Present
Wells Fargo Clearing Services, LLC (LYNNWOOD WA)
WA
09/04/2020 - 12/05/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPOKANE WA)
WA
10/31/2016 - 09/08/2020
WELLS FARGO CLEARING SERVICES, LLC (BELLEVUE WA)
WA
04/20/2009 - 04/18/2016
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
CA
04/04/2006 - 12/12/2007
WACHOVIA SECURITIES, LLC (SAN FRANCISCO CA)
BOTH
Issued 06/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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