Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Lynn Alfonso is a financial advisor with Wells Fargo Clearing Services, LLC. Stacy has been in the financial services industry since March 2006 and has held previous roles with Morgan Stanley, Morgan Stanley & Co. Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Rogan & Associates, Inc., and Franklin/Templeton Distributors, Inc.. Stacy has Series 6, 7, and SIE licenses. Stacy has 31 state securities licenses and 1 Investment Advisor license. Stacy holds a FINRA Series 63 license. Stacy has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/08/2017 - Present
Wells Fargo Clearing Services, LLC (LAND O'LAKES FL)
FL
06/01/2009 - 09/05/2017
MORGAN STANLEY (PALM HARBOR FL)
FL
11/04/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LUTZ FL)
FL
05/22/2007 - 06/25/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEARWATER FL)
FL
01/04/2007 - 03/16/2007
ROGAN & ASSOCIATES, INC. (SAFETY HARBOR FL)
FL
10/31/2003 - 03/07/2006
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
BC
Issued 07/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/30/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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