Unclaimed
Stacy Lyn Frederick is a financial professional with over 25 years of experience in the industry. Stacy has been registered with Vanguard Marketing Corp. since 1996. Stacy currently holds Series 6, 7, and 63 licenses, as well as the SIE exam. Stacy has been licensed in 53 states. Prior to joining Vanguard Marketing Corp., Stacy worked for Vanguard Marketing Corporation in Malvern, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/16/1996 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
PA
12/05/1994 - 04/01/1996
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 03/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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