Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Linnea Poli is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Stacy has been in the financial services industry since April 2008. Stacy holds Series 3, 7, 9, 10, 31, and 66 licenses, as well as the SIE. Stacy is also registered in Arkansas, Massachusetts and Utah. Stacy was previously employed with MORGAN STANLEY and MORGAN STANLEY & CO. INCORPORATED. In addition to being an investment advisor representative, Stacy also owns and operates a health coaching business called STACY POLI HEALTH IS WEALTH LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
01/19/2017 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
MA
06/01/2009 - 01/03/2017
MORGAN STANLEY (BOSTON MA)
MA
04/15/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
BOTH
Issued 06/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2016
Series 3 - National Commodity Futures Examination
BC
Issued 12/09/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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