Unclaimed
Stacy Linn Hering-astor is an active financial advisor with over 37 years of experience in the industry. Stacy has held registrations with several firms including Sentra Securities Corporation and SAGEPOINT FINANCIAL, INC. Stacy currently is an investment advisor representative with Osaic Wealth, Inc. Stacy specializes in serving individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/26/2024 - Present
Osaic Wealth, Inc. (MILL VALLEY CA)
CA
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (MILL VALLEY CA)
AZ
11/25/1986 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
BOTH
Issued 01/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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