Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Roach is a financial advisor with Profunds Distributors, Inc. Stacy has been in the financial services industry since 1999 and holds the Series 7, Series 63, Series 99TO, and SIE licenses. Stacy is registered in Maryland, Virginia, and California. Stacy was previously with FolioFN Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
04/23/2003 - Present
Profunds Distributors, Inc. (BETHESDA MD)
VA
12/21/1999 - 04/03/2003
FOLIOFN INVESTMENTS, INC. (MCLEAN VA)
BC
Issued 09/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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