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Stacy L Connor

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Stacy L Connor

Stacy L. Connor is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Columbia, Maryland. Stacy has been in the industry since December 2002 and has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and pension plans. Stacy is a licensed investment advisor representative in Maryland and Texas. Stacy has held previous positions at LPL Financial LLC, Integrated Financial Planning Services, Raymond James Financial Services, Inc., SunTrust Investment Services, Inc., M&T Securities, Inc., AllFirst Brokerage Corporation, MetLife Securities Inc., Metropolitan Life Insurance Company, and Dean Witter Reynolds Inc.

Firm Information

Stacy Connor is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stacy Connor’s Registration & Firm History

MD

04/12/2024 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBIA MD)

MD

09/07/2021 - 12/20/2023

LPL FINANCIAL LLC (CATONSVILLE MD)

NA

06/15/2020 - 08/12/2021

INTEGRATED FINANCIAL PLANNING SERVICES (HEIDELBERG )

MD

03/05/2018 - 06/26/2018

RAYMOND JAMES FINANCIAL SERVICES, INC. (CATONSVILLE MD)

MD

06/24/2005 - 03/02/2018

SUNTRUST INVESTMENT SERVICES, INC. (ROCKVILLE MD)

MD

01/18/2005 - 06/13/2005

M&T SECURITIES, INC. (BALTIMORE MD)

MD

05/01/2003 - 12/17/2004

M&T SECURITIES, INC. (BALTIMORE MD)

MD

09/13/2001 - 05/01/2003

ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)

MA

11/17/2000 - 04/18/2001

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

11/17/2000 - 04/18/2001

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

01/12/2000 - 10/02/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 02/24/2024

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 08/30/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/26/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stacy L Connor.
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