Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Humphrey is a financial advisor with American Enterprise Investment Services Inc., a firm that is headquartered in Minneapolis, Minnesota. Stacy has been in the financial services industry for over 18 years, starting her career in 2004. Stacy has a Series 6 license and has held previous positions at Ameriprise Financial Services, LLC, Riversource Distributors, Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Stacy is registered to provide investment advice in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
12/16/2021 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
08/05/2008 - 12/16/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
01/01/2007 - 07/25/2008
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
10/28/2004 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/28/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 11/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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