Unclaimed
Stacy Karasch is a financial professional with over 13 years of experience in the financial services industry. Stacy is currently registered with Cetera Investment Services LLC and Cetera Financial Specialists LLC. Stacy holds Series 4, 7, 24, 55, 57TO, and 63 licenses, as well as the SIE exam. Stacy is registered in 53 states and is a registered principal for the Cetera companies. Stacy has worked for Summit Brokerage Services, Inc, Investors Capital Corp. and Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
09/14/2016 - Present
Cetera Investment Services LLC (ST CLOUD MN)
MN
04/04/2019 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (ST CLOUD MN)
MN
11/13/2015 - 11/08/2016
INVESTORS CAPITAL CORP. (ST. CLOUD MN)
MN
06/22/2010 - 12/31/2013
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
BC
Issued 08/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2012
Series 4 - Registered Options Principal Examination
BC
Issued 11/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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