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Stacy Karasch

Cetera Investment Services LLC

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About Stacy Karasch

Stacy Karasch is a financial professional with over 13 years of experience in the financial services industry. Stacy is currently registered with Cetera Investment Services LLC and Cetera Financial Specialists LLC. Stacy holds Series 4, 7, 24, 55, 57TO, and 63 licenses, as well as the SIE exam. Stacy is registered in 53 states and is a registered principal for the Cetera companies. Stacy has worked for Summit Brokerage Services, Inc, Investors Capital Corp. and Cetera Investment Services LLC.

Firm Information

Stacy Karasch is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stacy Karasch’s Registration & Firm History

MN

09/14/2016 - Present

Cetera Investment Services LLC (ST CLOUD MN)

MN

04/04/2019 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (ST CLOUD MN)

MN

11/13/2015 - 11/08/2016

INVESTORS CAPITAL CORP. (ST. CLOUD MN)

MN

06/22/2010 - 12/31/2013

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

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Licenses & Designations

BC

Issued 08/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2012

Series 4 - Registered Options Principal Examination

BC

Issued 11/07/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/21/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stacy Karasch.
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