Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Caudill is a financial advisor with Raymond James & Associates, Inc., based in Portage, MI. Stacy has over 23 years of experience in the financial services industry. Stacy has licenses to provide investment advisory services in Michigan and Texas. Stacy is also registered with the state securities regulators in 29 states including, but not limited to, Michigan, Texas, California, Florida, New York, and Pennsylvania. Stacy is a registered representative of Raymond James & Associates, Inc. Stacy has also served as a board member and treasurer of the Kalamazoo Civic Theatre Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
06/26/2014 - Present
Raymond James & Associates, Inc. (Portage MI)
OH
03/31/2000 - 12/08/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
01/09/2001 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
IA
Issued 06/26/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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